HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas William Blanchfield

    IRN TWB00018

    • (468)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • (467)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
  • Thomas William Hall

    IRN TWH00002

    • (1520)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Thomas Woolgrove

    IRN TXW01241

    • (1790)CF1 Director (1 Jun 2006 to 30 Jun 2007)
  • Tim J Nicholls

    IRN TJN00004

    • (1430)CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jun 2003)
  • Timothy Graham Gosmore

    IRN TGG00006

    • (1597)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
  • Timothy John Chapman

    IRN TJC00029

    • (164)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Timothy John Fairless

    IRN TJF00006

    • (305)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Timothy Kearsley

    IRN TXK00025

    • (1757)CF21 Investment Adviser (30 Jan 2003 to 5 Jun 2003)
    • (1756)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 30 Jan 2003)
  • Timothy Kiefte

    IRN TXK01128

    • (459)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • (458)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
  • Timothy Michael Butcher

    IRN TMB01033

    • (1481)[FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • (1479)[PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • (1480)[FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Material risk taker

  2. controlled function added: (3)[FCA CF] Client dealing

  3. controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (1)[FCA CF] CASS oversight function

  5. controlled function added: (1834)CF10 Compliance Oversight

  6. controlled function added: (1833)CF11 Money Laundering Reporting

  7. controlled function added: (1832)CF14 Risk Assessment

  8. controlled function added: (1831)CF10 Compliance Oversight

  9. controlled function added: (1830)CF11 Money Laundering Reporting

  10. controlled function added: (1829)SMF16 Compliance Oversight

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