Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Circle Wealth Partners Limited
FRN 935183
- Employed By (since 7 Mar 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 27 Sep 2012)
- CF1 Director (AR) (16 Feb 2021 to 16 Mar 2022)
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- Employed By (27 Sep 2012 to 17 Mar 2022)
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- CF30 Customer (4 Mar 2010 to 15 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 3 Mar 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.