Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Apr 2014 to 30 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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