HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Thomas William Blanchfield
IRN TWB00018
- (468)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- (467)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Thomas William Hall
IRN TWH00002
- (1520)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Thomas Woolgrove
IRN TXW01241
- (1790)CF1 Director (1 Jun 2006 to 30 Jun 2007)
Tim J Nicholls
IRN TJN00004
- (1430)CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jun 2003)
Timothy Graham Gosmore
IRN TGG00006
- (1597)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Timothy John Chapman
IRN TJC00029
- (164)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Timothy John Fairless
IRN TJF00006
- (305)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Timothy Kearsley
IRN TXK00025
- (1757)CF21 Investment Adviser (30 Jan 2003 to 5 Jun 2003)
- (1756)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 30 Jan 2003)
Timothy Kiefte
IRN TXK01128
- (459)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- (458)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Timothy Michael Butcher
IRN TMB01033
- (1481)[FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2020)
- (1479)[PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 23 Sep 2020)
- (1480)[FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.