Hawkwood Capital LLP

• Principal Place of Business

  Thomas House

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +4402031956500

  Web

  https://www.hawkwoodllp.com

• Complaints Contact

  Thomas House

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +4402031956500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Private Investment Funds

• Hugh Edward Hudleston

  IRN HEH01013

  • CF30 Customer (5 Jan 2012 to 11 Nov 2013)
  • CF4 Partner (5 Jan 2012 to 11 Nov 2013)
• John Heathcote Grant

  IRN JHG01040

  • CF30 Customer (23 Jan 2017 to 3 Feb 2018)
  • CF4 Partner (AR) (23 Jan 2017 to 3 Feb 2018)
  • CF4 Partner (16 May 2012 to 31 Oct 2015)
• John Moore McMillan

  IRN JMM01158

  • CF4 Partner (9 Jan 2012 to 31 Oct 2015)
  • CF30 Customer (9 Jan 2012 to 31 Oct 2015)
• Lisa Leila Barry

  IRN LLB01020

  • CF30 Customer (1 Aug 2014 to 4 Feb 2016)
• MICHAEL DUDLEY MORAN DAVIES

  IRN MDD01082

  • CF30 Customer (19 Jan 2017 to 3 Feb 2018)
  • CF4 Partner (AR) (19 Jan 2017 to 3 Feb 2018)
• Martin James Cawthorne

  IRN MJC01208

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF27 Investment Management (16 Apr 2007 to 31 Oct 2007)
• Martin John Newson

  IRN MJN01044

  • CF4 Partner (AR) (23 Apr 2014 to 22 Aug 2016)
  • CF30 Customer (17 Apr 2013 to 22 Aug 2016)
  • CF4 Partner (17 Apr 2013 to 11 Dec 2013)
• Nicholas Roach

  IRN NXR01182

  • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
  • CF27 Investment Management (28 Dec 2006 to 31 Oct 2007)
  • CF4 Partner (24 Jan 2006 to 7 Oct 2008)
  • CF11 Money Laundering Reporting (24 Jan 2006 to 7 Oct 2008)
  • CF10 Compliance Oversight (24 Jan 2006 to 7 Oct 2008)
• Paul Ramsay Spence

  IRN PRS01137

  • CF4 Partner (AR) (19 Jan 2017 to 3 Feb 2018)
  • CF30 Customer (19 Jan 2017 to 3 Feb 2018)
• Richard Arthur Price

  IRN RAP01144

  • CF30 Customer (2 Sep 2014 to 31 Oct 2015)

• Arian Capital Partners Limited

  FRN 837054 · Appointed 18 Mar 2019

• DGS Capital Partners LLP (no longer appointed)

  FRN 758289 · Appointed 12 Sep 2016 · Until 12 Feb 2018

• Connaught Square Capital LLP (no longer appointed)

  FRN 613576 · Appointed 24 Jan 2014 · Until 30 Aug 2016

• Signal Capital Limited (no longer appointed)

  FRN 574374 · Appointed 11 Apr 2013 · Until 15 Jul 2013

No changes recorded yet.