Nicholas Roach

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hawkwood Capital LLP (no longer approved here)

    FRN 440946

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF27 Investment Management (28 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Jan 2006 to 7 Oct 2008)
    • CF11 Money Laundering Reporting (24 Jan 2006 to 7 Oct 2008)
    • CF4 Partner (24 Jan 2006 to 7 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.