John Moore McMillan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (12 Mar 2021 to 31 Jan 2022)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (30 Oct 2015 to 27 Apr 2018)
    • CF1 Director (AR) (30 Oct 2015 to 27 Apr 2018)
  • Capital For Business Limited (no longer approved here)

    FRN 723152

    • Employed By (30 Oct 2015 to 27 Apr 2018)
  • Hawkwood Capital LLP (no longer approved here)

    FRN 440946

    • CF4 Partner (9 Jan 2012 to 31 Oct 2015)
    • CF30 Customer (9 Jan 2012 to 31 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.