Hawkwood Capital LLP

Date authorised
1 April 2013
Companies House
OC312456
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Thomas House
    84 Eccleston Square
    London
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402031956500
    Web
    https://www.hawkwoodllp.com

  • Complaints Contact

    Thomas House
    84 Eccleston Square
    London
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402031956500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Durrant Keary

    IRN RDK01055

    • CF30 Customer (9 Oct 2015 to 30 May 2017)
    • CF10 Compliance Oversight (20 May 2015 to 22 Aug 2016)
    • CF11 Money Laundering Reporting (20 May 2015 to 5 Jun 2017)
  • Romil Kanani

    IRN RXK01273

    • CF30 Customer (since 20 Mar 2019)
    • CF1 Director (AR) (since 20 Mar 2019)
  • Roy Robertson Hay

    IRN RRH01026

    • CF11 Money Laundering Reporting (10 Oct 2008 to 10 Jul 2013)
    • CF10 Compliance Oversight (10 Oct 2008 to 10 Jul 2013)
    • CF4 Partner (29 Jul 2008 to 11 Nov 2013)
  • Russell Stephen Peter Duckworth

    IRN RSD01024

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (24 Jan 2006 to 31 Oct 2007)
    • CF3 Chief Executive (24 Jan 2006 to 8 Dec 2019)
    • CF4 Partner (24 Jan 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Jan 2006 to 31 Oct 2007)
  • Toby James Allchurch

    IRN TJA01022

    • CF4 Partner (24 Jan 2006 to 24 Jan 2006)
    • CF21 Investment Adviser (24 Jan 2006 to 24 Jan 2006)
    • CF27 Investment Management (24 Jan 2006 to 24 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.