Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive Thomas

  IRN CXT01454

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Apr 2013 to 8 Dec 2019)
• Colin George Plumb

  IRN CGP00002

  • CF30 Customer (31 Dec 2012 to 24 Sep 2018)
• Damian Fisher

  IRN DXF00277

  • [FCA CF] Significant management (30 Aug 2023 to 19 Dec 2025)
• Daniel Johnson

  IRN DXJ00211

  • [FCA CF] Material risk taker (28 Mar 2022 to 21 Aug 2024)
• Daniel Keith Cox

  IRN DKC00002

  • [FCA CF] Significant management (20 Jun 2023 to 8 May 2025)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
• Daniel Michael Hiles

  IRN DMH01172

  • CF30 Customer (25 Nov 2010 to 31 Aug 2012)
• Daniel Richard Tyson

  IRN DRT01077

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
• Daniel Robert Wells

  IRN DRW01102

  • CF28 Systems and controls (30 Sep 2011 to 28 Nov 2017)
• Daniel Toby Olley

  IRN DXO14058

  • [FCA CF] Material risk taker (17 Jul 2023 to 21 Aug 2024)
  • [FCA CF] Manager of certification employee (17 Jul 2023 to 1 Aug 2025)
  • CF2 Non Executive Director (1 Jun 2019 to 8 Dec 2019)
• Darren Scott Pope

  IRN DSD01037

  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 25 Mar 2025)

No changes recorded yet.