Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Worth

  IRN DXW00565

  • [FCA CF] Manager of certification employee (since 4 Aug 2025)
  • [FCA CF] Material risk taker (4 Jan 2023 to 21 Aug 2024)
• Darryl Ian Barr

  IRN DIB01022

  • CF30 Customer (31 Dec 2012 to 28 Aug 2015)
• David Allen Taylor

  IRN DAT00013

  • CF30 Customer (23 Sep 2013 to 21 Aug 2015)
• David Antony Potts

  IRN DAP00019

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• David Cocker

  IRN DXC00171

  • CF30 Customer (31 Dec 2012 to 20 Sep 2013)
• David Dieter Davies

  IRN DDD01015

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2020)
  • CF1 Director (21 Dec 2015 to 9 Dec 2019)
• David Frederick Redbond

  IRN DFR01019

  • CF29 Significant management (1 Nov 2007 to 9 Oct 2008)
  • CF17 Significant Mgt (Other Business Operations) (3 Apr 2006 to 31 Oct 2007)
• David Ian Henderson

  IRN DIH01036

  • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
  • CF22 Investment Adviser (Trainee) (13 Apr 2007 to 31 Oct 2007)
• David James

  IRN DXJ08461

  • SMF3 Executive Director (9 Dec 2019 to 7 May 2024)
  • CF1 Director (1 Mar 2019 to 8 Dec 2019)
• David James Kelly

  IRN DJK00043

  • CF30 Customer (2 Jan 2013 to 26 Aug 2015)

No changes recorded yet.