Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Suckling

  IRN DJS01367

  • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2011)
  • CF15 Internal Audit (8 Aug 2005 to 31 Oct 2007)
• David Morgan

  IRN DXM03116

  • [FCA CF] Manager of certification employee (10 Dec 2020 to 17 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (10 May 2018 to 8 Dec 2019)
• David Robert Espley

  IRN DXE00084

  • [FCA CF] Significant management (17 Aug 2020 to 7 Feb 2023)
  • [FCA CF] Material risk taker (17 Aug 2020 to 10 Feb 2023)
• David Roderick

  IRN DXR00027

  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2006)
• David Scott Daw

  IRN DSD01034

  • [FCA CF] Manager of certification employee (since 23 Jul 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Feb 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
  • CF28 Systems and controls (20 Nov 2017 to 8 Dec 2019)
• Deanna Oppenheimer

  IRN DXO01155

  • CF2 Non Executive Director (2 Feb 2018 to 8 Dec 2019)
• Declan Hourican

  IRN DXH01701

  • [FCA CF] Manager of certification employee (since 3 Nov 2025)
• Deirdre Jane Sykes Ager

  IRN DJA01079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 19 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 19 Oct 2021)
• Dene Andrew Edward Miller

  IRN DAM01221

  • CF30 Customer (24 Jul 2015 to 15 Oct 2016)
• Denise Sefton

  IRN DXS01163

  • [FCA CF] Manager of certification employee (14 Jul 2025 to 15 Jan 2026)

No changes recorded yet.