Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 19 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (20 Oct 2020 to 30 Jul 2021)
    • CF30 Customer (24 Sep 2020 to 30 Jul 2021)
  • JP Private Clients LLP (no longer approved here)

    FRN 833638

    • (2)Employed By (24 Sep 2020 to 30 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.