Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 16 Dec 2025)
- [FCA CF] Client dealing (since 25 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
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- SMF3 Executive Director (17 Nov 2020 to 15 Jun 2021)
- [FCA CF] Manager of certification employee (19 Jun 2020 to 15 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
- CF30 Customer (13 Feb 2015 to 8 Dec 2019)
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- CF30 Customer (25 Nov 2010 to 31 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.