Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Dec 2025)
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
  • Saltus Partnership Limited (no longer approved here)

    FRN 554381

    • SMF3 Executive Director (17 Nov 2020 to 15 Jun 2021)
    • [FCA CF] Manager of certification employee (19 Jun 2020 to 15 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (13 Feb 2015 to 8 Dec 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (25 Nov 2010 to 31 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.