Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• STEPHEN JAMES COLLETT

  IRN SJC01371

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Sadie Rose Denson

  IRN SRD01102

  • CF30 Customer (28 Apr 2014 to 4 Sep 2015)
• Sagar Morjaria

  IRN SEM01143

  • CF30 Customer (28 Apr 2014 to 30 Nov 2017)
• Salini Karuna Bundhoo

  IRN SUB01001

  • CF30 Customer (31 Dec 2012 to 22 Aug 2015)
• Sally Elizabeth Bartram

  IRN SEB00006

  • CF30 Customer (30 Jun 2014 to 29 Jul 2015)
• Sally Speake

  IRN SXS00496

  • [FCA CF] Significant management (1 Aug 2023 to 23 Feb 2024)
  • [FCA CF] Material risk taker (1 Feb 2020 to 1 Jul 2022)
• Samantha Gibson

  IRN SXG01620

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
  • CF30 Customer (12 Jul 2017 to 8 Dec 2019)
• Samantha Jade Squires

  IRN SJS01434

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2021)
  • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
• Samantha Lee Carrington

  IRN SLC01090

  • CF30 Customer (1 Nov 2007 to 25 Mar 2008)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 1 May 2007)
• Samuel Malcolm Stephens

  IRN SMS01279

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 May 2025)
  • [FCA CF] Client dealing (since 15 May 2025)
  • CF30 Customer (24 Dec 2015 to 16 Dec 2016)

No changes recorded yet.