Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2024)
    • [FCA CF] Client dealing (since 25 Jul 2024)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
    • CF30 Customer (12 Jul 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Aug 2008 to 1 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.