Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Dawn Morgan

  IRN SDD01049

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Feb 2022)
  • [FCA CF] Manager of certification employee (since 4 Feb 2022)
  • [FCA CF] Client dealing (since 4 Feb 2022)
• Sarah Margaret Anderson

  IRN SXA17141

  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Sarah Poulter

  IRN SXP01065

  • [FCA CF] Significant management (18 Mar 2025 to 30 Sep 2025)
• Sarah Sankar

  IRN SXS02097

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 16 Feb 2026)
  • [FCA CF] Client dealing (2 Nov 2020 to 16 Feb 2026)
• Sebastian Bush

  IRN SXB00812

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
• Sebastian Stuart

  IRN SXS00841

  • [FCA CF] Functions requiring qualifications (20 Dec 2021 to 28 Oct 2022)
  • [FCA CF] Client dealing (20 Dec 2021 to 28 Oct 2022)
• Segun Adeola Oyinloye

  IRN SXO84382

  • [FCA CF] Material risk taker (30 Jan 2023 to 21 Aug 2024)
• Shaun Geoffrey Reginald Carpenter

  IRN SGC01091

  • CF30 Customer (31 Dec 2015 to 25 Jan 2017)
• Shawn Elizabeth Gamble

  IRN SES01093

  • SMF3 Executive Director (18 Mar 2021 to 20 Dec 2024)
• Shirley Jill Garrood

  IRN SJG01171

  • CF2 Non Executive Director (31 Oct 2013 to 8 Dec 2019)

No changes recorded yet.