Sarah Dawn Morgan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited

    FRN 189627

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2022)
    • [FCA CF] Manager of certification employee (since 4 Feb 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Manager of certification employee (17 Sep 2021 to 1 Dec 2021)
    • CF30 Customer (26 Feb 2009 to 6 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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