Samuel Malcolm Stephens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited

    FRN 189627

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 May 2025)
    • [FCA CF] Functions requiring qualifications (since 15 May 2025)
    • CF30 Customer (24 Dec 2015 to 16 Dec 2016)
  • Wealth Club Asset Management Limited (no longer approved here)

    FRN 400139

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)
  • Wealth Club Limited (no longer approved here)

    FRN 725176

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.