Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hazel Marie Burman

  IRN HMB01043

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF24 Pension Transfer Specialist (20 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
• Heather Ruth Cooper

  IRN HRC01027

  • [FCA CF] Significant management (9 Dec 2019 to 7 May 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2021)
  • CF1 Director (4 Jan 2017 to 9 Dec 2019)
• Helen Louise Price

  IRN HXP01091

  • CF10 Compliance Oversight (15 Nov 2011 to 16 Jul 2012)
• Henry Cadwgan Thomas Greenbury

  IRN HCG01028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2021)
  • CF30 Customer (18 Nov 2016 to 1 Feb 2017)
• Henry William Rupert Parker

  IRN HWP01009

  • CF30 Customer (30 Jul 2012 to 29 Jul 2014)
• Hugh Jeffery

  IRN HXJ08795

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 3 Sep 2021)
• Hugh Jon Breach

  IRN HJB01091

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Dec 2017 to 8 Dec 2019)
• Humphrey Sheldon Turner

  IRN HST00003

  • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
  • CF29 Significant management (1 Nov 2007 to 6 Apr 2016)
  • CF17 Significant Mgt (Other Business Operations) (4 Feb 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Sep 2004)
• Iain Michael Chadwick

  IRN IMC01040

  • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
  • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 10 Jun 2003)
• Ian Arran Jaffe

  IRN IAJ00004

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)

No changes recorded yet.