Humphrey Sheldon Turner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • CF29 Significant management (1 Nov 2007 to 6 Apr 2016)
    • CF17 Significant Mgt (Other Business Operations) (4 Feb 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Sep 2004)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
    • CF29 Significant management (1 Nov 2007 to 6 Apr 2016)
    • CF17 Significant Mgt (Other Business Operations) (4 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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