Hamilton Lane (UK) Ltd

• Principal Place of Business

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442081524163

  Web

  https://www.hamiltonlane.com

• Complaints Contact

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442045709442

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Ewan Boosey

  IRN EXB00343

  • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 2 Jun 2023)
• Fabio Daniel Monteine

  IRN FXM50263

  • [FCA CF] Client dealing (23 Jan 2023 to 8 Oct 2025)
• Freddie Gore Browne

  IRN FXG00023

  • [FCA CF] Client dealing (since 15 Feb 2021)
  • [FCA CF] Significant management (since 15 Feb 2021)
• Frederick Shaw

  IRN FXS01230

  • SMF16 Compliance Oversight (29 Jan 2022 to 29 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jan 2022 to 29 Jul 2022)
• Gianluigi Sepe

  IRN GXS01811

  • CF30 Customer (27 Sep 2010 to 15 Jun 2011)
• Hamza Shakir Azeem

  IRN HSA01021

  • [FCA CF] Client dealing (since 22 Feb 2022)
• James Armstrong Scott Ryall

  IRN JAR01082

  • CF1 Director (23 Feb 2004 to 11 Mar 2005)
  • CF11 Money Laundering Reporting (25 Mar 2003 to 11 Mar 2005)
  • CF3 Chief Executive (25 Mar 2003 to 11 Mar 2005)
  • CF8 Apportionment and Oversight (25 Mar 2003 to 11 Mar 2005)
  • CF10 Compliance Oversight (25 Mar 2003 to 11 Mar 2005)
  • CF21 Investment Adviser (25 Mar 2003 to 11 Mar 2005)
• James Mark Nelson Strang

  IRN JMS01331

  • SMF9 Chair of the Governing Body (11 Jan 2021 to 31 Mar 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 12 Jan 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • CF3 Chief Executive (13 Nov 2015 to 8 Dec 2019)
  • CF1 Director (13 Nov 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Nov 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
• Jamie Byrne

  IRN JXB03715

  • SMF16 Compliance Oversight (since 19 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2024)
• Jan Roeland Jozef Wim Verstraete

  IRN JRV01035

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Dec 2015 to 8 Dec 2019)

No changes recorded yet.