Date authorised
1 April 2013
Companies House
04507221
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442081524163
  • Complaints Contact

    4th Floor
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442045709442

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jerome Kamm

    IRN JXK00551

    • [FCA CF] Client dealing (since 2 Aug 2023)
  • Jessica Chan

    IRN JXC02220

    • CF30 Customer (21 Mar 2014 to 31 May 2017)
  • Jessica Weiss

    IRN JXW02559

    • [FCA CF] Client dealing (since 22 Jan 2025)
  • John Stake

    IRN JXS01294

    • [FCA CF] Manager of certification employee (3 May 2023 to 20 Aug 2024)
    • [FCA CF] Client dealing (3 May 2023 to 20 Aug 2024)
  • Juan Manuel Delgado-Moreira

    IRN JMD01175

    • CF3 Chief Executive (11 Jun 2009 to 20 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (19 Jan 2007 to 31 Oct 2007)
    • CF1 Director (23 Nov 2006 to 22 Sep 2015)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
  • Karl Gunnar Fredrik Edenholm

    IRN KGE01010

    • CF30 Customer (31 Jan 2011 to 27 Mar 2013)
  • Lali Sichinava

    IRN LXS01885

    • [FCA CF] Significant management (9 Dec 2019 to 15 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2021)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Leigh Hazelton

    IRN LXH15375

    • [FCA CF] Client dealing (since 6 Dec 2021)
  • Lorenzo Rossi

    IRN LXR01094

    • CF21 Investment Adviser (1 Jan 2005 to 20 Apr 2005)
  • Lydia Gavalis

    IRN LXG01235

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 May 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.