Hamilton Lane (UK) Ltd

• Principal Place of Business

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442081524163

  Web

  https://www.hamiltonlane.com

• Complaints Contact

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442045709442

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Mario Lucio Giannini

  IRN MLG01039

  • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2024)
  • CF1 Director (25 Mar 2003 to 8 Dec 2019)
• Martina Schliemann

  IRN MXS04924

  • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
• Max Antero Vuokko

  IRN MAV01037

  • CF30 Customer (28 Oct 2008 to 24 Dec 2010)
• Mitesh Pabari

  IRN PXM01884

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (3 Jan 2011 to 8 Dec 2019)
• NICHOLAS RICHARD KAVANAGH

  IRN NRK01030

  • [FCA CF] Manager of certification employee (2 Aug 2023 to 2 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2024)
  • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
• Nina Brissette Kraus

  IRN NXK01701

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
  • CF30 Customer (18 May 2016 to 8 Dec 2019)
• Nok Man Li

  IRN NXL00196

  • [FCA CF] Client dealing (since 24 Jun 2024)
• Paul Waller

  IRN PXW01261

  • CF30 Customer (18 Feb 2013 to 8 Dec 2019)
• Raj Kumar Chall

  IRN RKC01030

  • [FCA CF] Client dealing (15 Feb 2021 to 28 May 2025)
• Randy Stilman

  IRN RXS02082

  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
  • CF1 Director (20 Nov 2009 to 8 Dec 2019)

No changes recorded yet.