Hamilton Lane (UK) Ltd

• Principal Place of Business

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442081524163

  Web

  https://www.hamiltonlane.com

• Complaints Contact

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442045709442

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Richard Lawrie Hope

  IRN RLH01034

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • SMF3 Executive Director (since 17 Jun 2021)
  • SMF1 Chief Executive (since 12 Jan 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Oct 2025)
  • CF30 Customer (13 Dec 2011 to 8 Dec 2019)
• Rob Jozef Maria Jans

  IRN RJJ01059

  • CF30 Customer (1 Feb 2010 to 15 Mar 2010)
• Robert William Cleveland

  IRN RXC01625

  • CF1 Director (23 Nov 2006 to 4 Apr 2017)
• Selma Softic

  IRN SXS03227

  • CF30 Customer (16 Sep 2016 to 16 Nov 2018)
• Shoko Sakamoto

  IRN SXS40608

  • [FCA CF] Client dealing (since 1 Dec 2025)
• Sophie Suon

  IRN SXS03172

  • [FCA CF] Manager of certification employee (24 Jun 2024 to 20 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2026)
  • CF30 Customer (23 Oct 2013 to 8 Dec 2019)
• Steph Kempton

  IRN SXK00672

  • [FCA CF] Client dealing (2 Dec 2024 to 7 Jul 2025)
• Susanna Lylyn Seng

  IRN SLS01105

  • SMF16 Compliance Oversight (27 Mar 2023 to 15 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Mar 2023 to 15 Sep 2023)
• Tarang Katira

  IRN TXK01370

  • CF30 Customer (2 Mar 2012 to 30 Nov 2018)
• Vesna Dukic

  IRN VXD01117

  • CF30 Customer (14 Nov 2008 to 23 Sep 2016)

No changes recorded yet.