Hamilton Lane (UK) Ltd

Date authorised
1 April 2013
Companies House
04507221
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442081524163
    Web
    https://www.hamiltonlane.com

  • Complaints Contact

    4th Floor
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442045709442

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vidit Jain

    IRN VXJ00071

    • [FCA CF] Client dealing (since 24 Jun 2024)
  • Vincent Philippe Le Hodey

    IRN VPL01003

    • CF26 Customer Trading (30 Jan 2004 to 10 Aug 2006)
  • Winnette Duke DeGrassi

    IRN WDD01013

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF27 Investment Management (19 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (30 Dec 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (30 Dec 2004 to 31 May 2009)
    • CF11 Money Laundering Reporting (30 Dec 2004 to 31 May 2009)
    • CF3 Chief Executive (30 Dec 2004 to 31 May 2009)
    • CF1 Director (25 Mar 2003 to 31 Mar 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.