Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • SMF3 Executive Director (since 17 Jun 2021)
    • SMF1 Chief Executive (since 12 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Oct 2025)
    • CF30 Customer (13 Dec 2011 to 8 Dec 2019)
    • SMF3 Executive Director (since 17 Jun 2021)
    • SMF1 Chief Executive (since 12 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Oct 2025)
    • CF30 Customer (18 Mar 2015 to 8 Dec 2019)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF27 Investment Management (31 Mar 2004 to 13 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.