James Mark Nelson Strang

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hamilton Lane (UK) Ltd (no longer approved here)

    FRN 220069

    • SMF9 Chair of the Governing Body (11 Jan 2021 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2021)
    • CF10 Compliance Oversight (13 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (13 Nov 2015 to 8 Dec 2019)
    • CF1 Director (13 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
  • Hamilton Lane AIFM Ltd (no longer approved here)

    FRN 621427

    • SMF9 Chair of the Governing Body (11 Jan 2021 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (13 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (13 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (18 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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