Halifax Share Dealing Limited

• Principal Place of Business

  Lloyds Banking Group plc

  11-12 Wellington Place

  Leeds

  LS1 4AP

  UNITED KINGDOM

  Phone

  +441132703685

  Web

  http://www.halifax.co.uk

• Complaints Contact

  Lloyds Banking Group plc

  11-12 Wellington Place

  Leeds

  LS1 4AP

  UNITED KINGDOM

  Phone

  +441132703685

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Christopher John George Moulder

  IRN CJM01477

  • SMF9 Chair of the Governing Body (since 23 Dec 2025)
  • SMF14 Senior Independent Director (since 1 Sep 2024)
  • SMF11 Chair of the Audit Committee (1 Sep 2024 to 31 Oct 2025)
• Christopher Julian Horner

  IRN CJH01151

  • CF10a CASS Oversight function (1 Oct 2011 to 28 Jul 2015)
  • CF28 Systems and controls (1 Jun 2009 to 28 Jul 2015)
  • CF10 Compliance Oversight (1 Jun 2009 to 28 Jul 2015)
• Claire Elizabeth Hartley

  IRN CED01028

  • CF26 Customer Trading (1 Dec 2001 to 20 Mar 2006)
• Clare Beale

  IRN CXB33165

  • SMF4 Chief Risk (1 Sep 2024 to 13 Dec 2024)
  • SMF7 Group Entity Senior Manager (19 Mar 2021 to 1 Nov 2023)
• Claudia Philips

  IRN CXH01213

  • CF16 Significant Mgt (Desgntd Investment Business) (26 Apr 2005 to 31 Dec 2006)
  • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2006)
• Craig Raymond Asquith

  IRN CRA01059

  • [FCA CF] Client dealing (16 Jan 2020 to 9 May 2023)
  • [FCA CF] Functions requiring qualifications (16 Jan 2020 to 9 May 2023)
  • CF30 Customer (8 Dec 2010 to 8 Dec 2019)
• DANIEL ROBERT PLAISTOWE

  IRN DRP01144

  • CF30 Customer (9 May 2018 to 21 Sep 2018)
• Damian Charles Stansfield

  IRN DCS01119

  • CF3 Chief Executive (31 Jan 2011 to 30 Jun 2015)
  • CF1 Director (31 Jan 2011 to 30 Jun 2015)
  • CF11 Money Laundering Reporting (18 May 2009 to 15 Dec 2010)
• Damien Perera

  IRN DXP02033

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2020)
  • [FCA CF] Client dealing (since 16 Jan 2020)
  • CF30 Customer (20 May 2015 to 8 Dec 2019)
• Daniel Bernard Jessop

  IRN DXJ00288

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
  • [FCA CF] Client dealing (since 17 Jul 2023)

• The Motley Fool Ltd (no longer appointed)

  FRN 422737 · Appointed 25 Aug 2006 · Until 15 Mar 2015

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