Haitong International (UK) Limited

Date authorised
1 April 2013
Companies House
04058971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191
    Web
    https://www.htisec.com/en-us/htiuk

  • Complaints Contact

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shuqi Wang

    IRN SXW02196

    • CF30 Customer (15 Feb 2016 to 28 Feb 2018)
  • Sidi Shatku

    IRN SXS02468

    • CF30 Customer (11 Oct 2016 to 3 Apr 2017)
  • Simon Douglas Brookhouse

    IRN SXB01758

    • CF3 Chief Executive (10 Dec 2008 to 18 May 2010)
    • CF1 Director (10 Dec 2008 to 18 May 2010)
    • CF30 Customer (10 Dec 2008 to 18 May 2010)
  • Simon Edward Norman Perham

    IRN SEP01034

    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Simon Garcia

    IRN SAG01046

    • CF30 Customer (23 Jun 2008 to 9 Jul 2008)
  • Simon James Dooley

    IRN SJD01275

    • CF30 Customer (24 Dec 2009 to 30 Jun 2011)
  • Simon James Warrener

    IRN SJW01201

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Luhr

    IRN SXL01270

    • CF21 Investment Adviser (12 Sep 2003 to 10 May 2004)
    • CF26 Customer Trading (12 Sep 2003 to 10 May 2004)
  • Simon McEvoy

    IRN SXM01517

    • CF30 Customer (9 Feb 2011 to 20 Jan 2014)
  • Simon West

    IRN SXW01286

    • CF30 Customer (7 Apr 2010 to 15 Jun 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.