Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF1 Director (10 Dec 2008 to 18 May 2010)
    • CF3 Chief Executive (10 Dec 2008 to 18 May 2010)
    • CF30 Customer (10 Dec 2008 to 18 May 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.