Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sanjay Kumar Vidyarthi

  IRN SKV01002

  • CF30 Customer (8 Feb 2010 to 10 Sep 2013)
• Sara Teixeira Neves

  IRN STN01014

  • CF30 Customer (28 Apr 2016 to 13 Oct 2017)
• Sarah Lewandowski

  IRN SXL01735

  • CF30 Customer (31 Oct 2013 to 29 Feb 2016)
• Sarah-Jayne Shindler

  IRN SXS03120

  • CF30 Customer (3 Jun 2013 to 1 Sep 2014)
• Sarojini Ramachandran

  IRN SXR01682

  • CF30 Customer (8 Feb 2010 to 8 Oct 2010)
• Sasha Elizabeth Hannah Rankin

  IRN SER01053

  • CF30 Customer (2 Jun 2014 to 7 Jan 2015)
• Saul Rubin

  IRN SXR01454

  • CF30 Customer (25 Feb 2016 to 12 Oct 2016)
• Saurabh Mukherjea

  IRN SXM01900

  • CF30 Customer (8 Feb 2010 to 6 Dec 2010)
• Sean Alan Cavanagh

  IRN SAC01092

  • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
• Shailesh Mansukhlal Raikundlia

  IRN SMR01078

  • CF30 Customer (31 Oct 2011 to 13 May 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.