Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Luis Miguel Pina Alves Luna Vaz

  IRN LML01049

  • CF3 Chief Executive (3 Mar 2011 to 29 Feb 2016)
  • CF30 Customer (3 Mar 2011 to 16 Jun 2016)
  • CF1 Director (12 Oct 2010 to 20 Apr 2016)
• Maciej Milosz Hebda

  IRN MMH01103

  • CF30 Customer (7 Feb 2014 to 19 Feb 2015)
• Mandy Jia-Hwee Dronov

  IRN MJD01433

  • CF30 Customer (15 Dec 2015 to 24 Feb 2016)
• Manny Chohhan

  IRN MXC01374

  • CF30 Customer (4 Jun 2014 to 3 Apr 2017)
• Manuel Da Costa Lobo Reymao Nogueira

  IRN MDN01036

  • CF30 Customer (5 Oct 2010 to 31 Jul 2012)
• Marcus Bryan Ashworth

  IRN MBA01012

  • CF30 Customer (22 Jun 2009 to 13 May 2016)
• Marcus Miholich

  IRN MXM01386

  • CF30 Customer (11 Nov 2015 to 3 Apr 2017)
• Marina Marini

  IRN MXM02147

  • CF30 Customer (18 Jan 2016 to 3 Apr 2017)
• Mark Andrew Tinker

  IRN MAT01072

  • CF21 Investment Adviser (27 Jan 2003 to 7 Nov 2006)
• Mark David Sims

  IRN MDS01192

  • CF28 Systems and controls (7 Dec 2015 to 13 May 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.