Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (17 Oct 2022 to 14 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 14 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Nov 2018 to 14 Jul 2025)
    • [FCA CF] Client dealing (1 Nov 2018 to 14 Jul 2025)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (4 Jun 2014 to 3 Apr 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Oct 2011 to 8 Mar 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF23 Corporate Finance Adviser (17 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.