Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 11 Nov 2025)
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- [FCA CF] Material risk taker (17 Oct 2022 to 14 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 14 Jul 2025)
- [FCA CF] Manager of certification employee (1 Nov 2018 to 14 Jul 2025)
- [FCA CF] Client dealing (1 Nov 2018 to 14 Jul 2025)
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- CF30 Customer (4 Jun 2014 to 3 Apr 2017)
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- CF30 Customer (7 Oct 2011 to 8 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF23 Corporate Finance Adviser (17 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.