H & P Advisory Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd Floor7-10 Chandos StreetLondonW1G 9DQUNITED KINGDOM- Phone
- +442079078500
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Complaints Contact
3rd Floor7-10 Chandos StreetLondonW1G 9DQUNITED KINGDOM- Phone
- +442079078500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Hugo Bax
IRN HMB01080
- CF30 Customer (14 Jan 2019 to 13 Aug 2019)
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Ian Chan
IRN IXC01196
- [FCA CF] Client dealing (since 1 Oct 2025)
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Ian Charles Hannam
IRN ICH01012
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Aug 2018 to 8 Dec 2019)
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Ilya Demichev
IRN IXD00118
- [FCA CF] Client dealing (since 23 Apr 2024)
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India Fitzpatrick
IRN IXF00067
- [FCA CF] Client dealing (since 6 Mar 2025)
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Ingo Hofmaier
IRN IXH01314
- CF30 Customer (15 Aug 2018 to 6 Sep 2019)
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James Ashfield
IRN JXA01488
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Aug 2018 to 8 Dec 2019)
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James Ward
IRN JXW01504
- Director of firm who is not a certification employee or a SMF manager (12 Jul 2021 to 1 Aug 2025)
- SMF3 Executive Director (9 Dec 2019 to 12 Jul 2021)
- CF28 Systems and controls (18 Jul 2018 to 8 Dec 2019)
- CF1 Director (18 Jul 2018 to 8 Dec 2019)
- CF30 Customer (18 Jul 2018 to 8 Dec 2019)
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Joachim Alexandre Godet
IRN JAG01219
- CF30 Customer (15 Aug 2018 to 6 Sep 2019)
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Joao Pedro De Sousa Costa
IRN JXD00355
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.