Date authorised
18 July 2018
Companies House
11120795
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    7-10 Chandos Street
    London
    W1G 9DQ
    UNITED KINGDOM
    Phone
    +442079078500
  • Complaints Contact

    3rd Floor
    7-10 Chandos Street
    London
    W1G 9DQ
    UNITED KINGDOM
    Phone
    +442079078500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugo Bax

    IRN HMB01080

    • CF30 Customer (14 Jan 2019 to 13 Aug 2019)
  • Ian Chan

    IRN IXC01196

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Ian Charles Hannam

    IRN ICH01012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • Ilya Demichev

    IRN IXD00118

    • [FCA CF] Client dealing (since 23 Apr 2024)
  • India Fitzpatrick

    IRN IXF00067

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Ingo Hofmaier

    IRN IXH01314

    • CF30 Customer (15 Aug 2018 to 6 Sep 2019)
  • James Ashfield

    IRN JXA01488

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • James Ward

    IRN JXW01504

    • Director of firm who is not a certification employee or a SMF manager (12 Jul 2021 to 1 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2021)
    • CF28 Systems and controls (18 Jul 2018 to 8 Dec 2019)
    • CF1 Director (18 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Joachim Alexandre Godet

    IRN JAG01219

    • CF30 Customer (15 Aug 2018 to 6 Sep 2019)
  • Joao Pedro De Sousa Costa

    IRN JXD00355

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.