James Ashfield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & P Advisory Limited

    FRN 805667

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (21 Oct 2014 to 12 Dec 2017)
  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF30 Customer (26 Nov 2012 to 21 Mar 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 11 Sep 2012)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 11 Sep 2012)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.