James Ward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & P Advisory Limited (no longer approved here)

    FRN 805667

    • Director of firm who is not a certification employee or a SMF manager (12 Jul 2021 to 1 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2021)
    • CF28 Systems and controls (18 Jul 2018 to 8 Dec 2019)
    • CF1 Director (18 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Global Commodities Holdings Limited (no longer approved here)

    FRN 210281

    • CF2 Non Executive Director (2 Feb 2005 to 31 May 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.