Global Commodities Holdings Limited

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +442077765904

  Web

  https://www.globalcoal.com

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +442073095894

• Financial Benchmarks

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Waise

  IRN AXW02284

  • CF30 Customer (12 Aug 2016 to 4 Jan 2019)
• Adrian Peter Hills

  IRN APH01125

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
• Alessandro Sartori

  IRN AXS01780

  • CF1 Director (1 Dec 2001 to 17 Jan 2005)
• Alexander Frank Edmund Dyer

  IRN AFD01043

  • SMF16 Compliance Oversight (since 25 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2021)
• Alison Jayne Ellmann

  IRN AXE00040

  • [FCA CF] Significant management (since 9 Dec 2019)
• Andrew Duncan Clark

  IRN AXC01252

  • Director of firm who is not a certification employee or a SMF manager (13 May 2020 to 5 Mar 2025)
• Andrew Stanley Goldsmith

  IRN ASG01085

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jul 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jul 2021)
  • CF11 Money Laundering Reporting (5 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jan 2016 to 8 Dec 2019)
• Andy Lloyd

  IRN AXL01315

  • CF2 Non Executive Director (22 Feb 2005 to 30 Nov 2006)
  • CF1 Director (1 Dec 2001 to 22 Feb 2005)
• Arjen Gunnar Aragorn Knottnerus

  IRN AGK01034

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 20 Nov 2012)
  • CF26 Customer Trading (25 Jan 2006 to 31 Oct 2007)
• Bevan Robert Jones

  IRN BRJ01017

  • CF26 Customer Trading (2 Oct 2003 to 30 Sep 2005)

• Global Ore Limited (no longer appointed)

  FRN 537466 · Appointed 10 Dec 2010 · Until 15 Mar 2013

No changes recorded yet.