H & P Advisory Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd Floor7-10 Chandos StreetLondonW1G 9DQUNITED KINGDOM- Phone
- +442079078500
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Complaints Contact
3rd Floor7-10 Chandos StreetLondonW1G 9DQUNITED KINGDOM- Phone
- +442079078500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Madron Guy
IRN JMG01106
- [FCA CF] Client dealing (since 12 May 2023)
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Joseph BENNIE
IRN JXB01003
- [FCA CF] Client dealing (28 May 2025 to 20 Feb 2026)
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Keerat Ahluwalia
IRN KXA00406
- [FCA CF] Client dealing (since 6 Mar 2025)
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Kiran Bassi
IRN KXB01246
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Oct 2023)
- SMF16 Compliance Oversight (since 4 Oct 2023)
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Leif Powis
IRN LXP01418
- [FCA CF] Client dealing (since 6 Jan 2025)
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Lucia Sviatkova
IRN LXS00480
- [FCA CF] Client dealing (12 Jan 2023 to 28 Feb 2025)
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Marcus Peacock
IRN MXP00327
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jun 2021)
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Mario Doerflinger
IRN MXD00681
- [FCA CF] Client dealing (14 Sep 2023 to 18 Jul 2025)
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Matthew Hasson
IRN MXH01653
- SMF3 Executive Director (since 22 Apr 2025)
- [FCA CF] Client dealing (since 20 Jan 2020)
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Md Syfur Rahman
IRN MSR01141
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Oct 2023)
- CF11 Money Laundering Reporting (18 Jul 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.