Date authorised
18 July 2018
Companies House
11120795
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    7-10 Chandos Street
    London
    W1G 9DQ
    UNITED KINGDOM
    Phone
    +442079078500
  • Complaints Contact

    3rd Floor
    7-10 Chandos Street
    London
    W1G 9DQ
    UNITED KINGDOM
    Phone
    +442079078500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Madron Guy

    IRN JMG01106

    • [FCA CF] Client dealing (since 12 May 2023)
  • Joseph BENNIE

    IRN JXB01003

    • [FCA CF] Client dealing (28 May 2025 to 20 Feb 2026)
  • Keerat Ahluwalia

    IRN KXA00406

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Kiran Bassi

    IRN KXB01246

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Oct 2023)
    • SMF16 Compliance Oversight (since 4 Oct 2023)
  • Leif Powis

    IRN LXP01418

    • [FCA CF] Client dealing (since 6 Jan 2025)
  • Lucia Sviatkova

    IRN LXS00480

    • [FCA CF] Client dealing (12 Jan 2023 to 28 Feb 2025)
  • Marcus Peacock

    IRN MXP00327

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jun 2021)
  • Mario Doerflinger

    IRN MXD00681

    • [FCA CF] Client dealing (14 Sep 2023 to 18 Jul 2025)
  • Matthew Hasson

    IRN MXH01653

    • SMF3 Executive Director (since 22 Apr 2025)
    • [FCA CF] Client dealing (since 20 Jan 2020)
  • Md Syfur Rahman

    IRN MSR01141

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Oct 2023)
    • CF11 Money Laundering Reporting (18 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.