Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 May 2023)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2020)
    • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (12 Aug 2010 to 24 Sep 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (12 Aug 2010 to 24 Sep 2015)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (3 Jun 2008 to 20 Aug 2010)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (26 Apr 2005 to 28 Mar 2007)
  • VSA Capital Limited (no longer approved here)

    FRN 158790

    • CF10 Compliance Oversight (1 Nov 2002 to 4 Nov 2003)
    • CF23 Corporate Finance Adviser (1 Nov 2002 to 4 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2003)
  • Marechale Capital PLC (no longer approved here)

    FRN 190270

    • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.