Guy Butler Limited

• Principal Place of Business

  Guy Butler Ltd

  14th Floor Dashwood House

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

  Web

  https://www.guybutler.co.uk

• Complaints Contact

  14th Floor Dashwood House

  69 Old Broad Street

  London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• John Mark Yallop

  IRN JMY01007

  • CF14 Risk Assessment (1 Aug 2005 to 9 Oct 2006)
• John Robert Brennan

  IRN JRB01139

  • CF30 Customer (14 Apr 2008 to 28 Jul 2017)
• John William Elliott

  IRN JWE01016

  • CF30 Customer (14 Apr 2008 to 13 Apr 2015)
• Jonathan Daniel Stone

  IRN JDS01209

  • SMF1 Chief Executive (since 12 Dec 2022)
  • SMF3 Executive Director (since 13 Jun 2022)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (since 30 Sep 2020)
  • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
• Jonathan Esfandi

  IRN JXE01184

  • CF21 Investment Adviser (9 Jan 2003 to 28 Feb 2003)
• Lance Fisher

  IRN LXF01081

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Jul 2004)
• Marek Stanislaw Skibinski

  IRN MSS01217

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
• Mark Cameron Laurie

  IRN MCL01093

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (18 Oct 2011 to 8 Dec 2019)
• Mark Reynolds

  IRN MXR01183

  • [FCA CF] Proprietary trader (30 Sep 2020 to 1 Apr 2025)
  • [FCA CF] Client dealing (30 Sep 2020 to 31 Mar 2026)
  • [FCA CF] Material risk taker (30 Sep 2020 to 1 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 22 Feb 2023)
  • CF3 Chief Executive (22 Sep 2009 to 8 Dec 2019)
  • CF1 Director (12 Aug 2009 to 8 Dec 2019)
  • CF29 Significant management (15 Apr 2008 to 25 Aug 2009)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
• Michael Macleod

  IRN MXM03759

  • [FCA CF] Client dealing (since 30 Jul 2024)

No changes recorded yet.