Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • [FCA CF] Client dealing (30 Sep 2020 to 31 Mar 2026)
    • [FCA CF] Proprietary trader (30 Sep 2020 to 1 Apr 2025)
    • [FCA CF] Material risk taker (30 Sep 2020 to 1 Apr 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • CF3 Chief Executive (22 Sep 2009 to 8 Dec 2019)
    • CF1 Director (12 Aug 2009 to 8 Dec 2019)
    • CF29 Significant management (15 Apr 2008 to 25 Aug 2009)
    • CF30 Customer (15 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.