Jonathan Esfandi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JNE Partners LLP
FRN 505922
- [FCA CF] Client dealing (since 26 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (11 Jan 2010 to 1 Nov 2016)
- CF4 Partner (11 Jan 2010 to 8 Dec 2019)
- CF30 Customer (11 Jan 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Jan 2010 to 12 Jun 2012)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (13 Feb 2003 to 28 Feb 2003)
Guy Butler Limited (no longer approved here)
FRN 190911
- CF21 Investment Adviser (9 Jan 2003 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.