Guy Butler Limited

• Principal Place of Business

  Guy Butler Ltd

  14th Floor Dashwood House

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

  Web

  https://www.guybutler.co.uk

• Complaints Contact

  14th Floor Dashwood House

  69 Old Broad Street

  London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Gareth David Roblin

  IRN GDR01035

  • CF10 Compliance Oversight (22 Mar 2018 to 3 Dec 2018)
  • CF11 Money Laundering Reporting (22 Mar 2018 to 3 Dec 2018)
• Gary Raymond Burt

  IRN GRB01058

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Gary Raymond Sheldrake

  IRN GRS01088

  • CF30 Customer (14 Sep 2010 to 15 Mar 2011)
• Graham John HARRIS

  IRN GJH01105

  • CF30 Customer (15 Apr 2008 to 11 Jun 2010)
• Henry Douglas Springate

  IRN HDS01034

  • CF30 Customer (20 Feb 2009 to 23 Jul 2014)
• Ioannis Petrakis

  IRN IXP00074

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Isaac Milton Brower Evans

  IRN IXE00035

  • [FCA CF] Client dealing (since 28 Feb 2023)
• JAMES ANDREW TAYLOR

  IRN JAT01185

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• James William Macfarlane

  IRN JWM01145

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (18 Dec 2014 to 8 Dec 2019)
• John Lionel Doxey

  IRN JLD01032

  • CF30 Customer (20 Dec 2010 to 30 Nov 2015)

No changes recorded yet.