Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Sep 2020)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (3 Feb 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Jul 2009 to 8 Nov 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Jun 2009)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF26 Customer Trading (21 Jan 2005 to 14 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.