Gareth David Roblin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Minerva Fund Management Solutions Limited
FRN 939778
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2021)
Ultramarine Capital Management Limited
FRN 616506
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF2 Non Executive Director (29 Oct 2014 to 8 Dec 2019)
- CF30 Customer (29 Oct 2014 to 8 Dec 2019)
Guy Butler Limited (no longer approved here)
FRN 190911
- CF11 Money Laundering Reporting (22 Mar 2018 to 3 Dec 2018)
- CF10 Compliance Oversight (22 Mar 2018 to 3 Dec 2018)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- CF4 Partner (8 Jul 2010 to 1 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.