Gulf International Bank (UK) Limited

• Principal Place of Business

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

  Web

  https://www.gibam.com

• Complaints Contact

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Pierre Etienne Alain Ahlsell De Toulza

  IRN PEA01024

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF27 Investment Management (13 Mar 2006 to 31 Oct 2007)
• Rachid Semaoune

  IRN RXS01520

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF27 Investment Management (20 Nov 2002 to 31 Oct 2007)
• Ralph McGregor Campbell

  IRN RXC01233

  • SMF3 Executive Director (since 14 May 2021)
  • SMF2 Chief Finance (since 24 May 2019)
• Rhoderick Grant Sutton

  IRN RGS01114

  • SMF16 Compliance Oversight (7 Mar 2016 to 25 May 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 25 May 2018)
  • CF10a CASS Oversight function (14 Nov 2012 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (14 Nov 2012 to 6 Mar 2016)
  • CF10 Compliance Oversight (14 Nov 2012 to 6 Mar 2016)
• Richard A Debs

  IRN RAD01072

  • CF2 Non Executive Director (1 Dec 2001 to 12 Jun 2012)
• Richard Andrew Frederick Heron

  IRN RXH00504

  • [FCA CF] Material risk taker (since 2 Oct 2023)
• Rita Brasher

  IRN RXB01308

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Robert Andrew Sargent

  IRN RAS01191

  • CF29 Significant management (8 Jan 2009 to 22 Jul 2009)
  • CF30 Customer (8 Jan 2009 to 22 Jul 2009)
• Robert Henry Charles Amis

  IRN RHA01010

  • CF1 Director (1 May 2008 to 31 Dec 2009)
  • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
  • CF10 Compliance Oversight (10 Apr 2007 to 20 Jul 2007)
  • CF14 Risk Assessment (13 Nov 2006 to 31 Oct 2007)
  • CF13 Finance (13 Nov 2006 to 31 Oct 2007)
• Rohan Raju

  IRN RXR00361

  • [FCA CF] Client dealing (since 1 Aug 2023)

No changes recorded yet.