Rachid Semaoune

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (18 Feb 2015 to 8 Dec 2019)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (14 Feb 2012 to 16 Feb 2015)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- CF30 Customer (11 Apr 2008 to 4 Nov 2011)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF27 Investment Management (20 Nov 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.