Rhoderick Grant Sutton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

China Citic Bank Corporation Limited London Branch (no longer approved here)
FRN 812528
- SMF16 Compliance Oversight (19 Mar 2019 to 13 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 13 May 2022)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 25 May 2018)
- SMF16 Compliance Oversight (7 Mar 2016 to 25 May 2018)
- CF10a CASS Oversight function (14 Nov 2012 to 6 Mar 2016)
- CF11 Money Laundering Reporting (14 Nov 2012 to 6 Mar 2016)
- CF10 Compliance Oversight (14 Nov 2012 to 6 Mar 2016)
Gulf International Bank Bsc (no longer approved here)
FRN 204659
- SMF16 Compliance Oversight (7 Mar 2016 to 25 May 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 25 May 2018)
- CF10 Compliance Oversight (14 Nov 2012 to 6 Mar 2016)
- CF11 Money Laundering Reporting (14 Nov 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.