Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (9 Nov 2012 to 25 May 2016)
- CF30 Customer (9 Jun 2011 to 11 Jan 2017)
- CF28 Systems and controls (27 May 2011 to 2 Jan 2014)
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- CF1 Director (1 May 2008 to 31 Dec 2009)
- CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
- CF10 Compliance Oversight (10 Apr 2007 to 20 Jul 2007)
- CF14 Risk Assessment (13 Nov 2006 to 31 Oct 2007)
- CF13 Finance (13 Nov 2006 to 31 Oct 2007)
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- CF10 Compliance Oversight (10 Apr 2007 to 20 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.