Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pantheon Ventures (UK) LLP (no longer approved here)

    FRN 520240

    • CF4 Partner (9 Nov 2012 to 25 May 2016)
    • CF30 Customer (9 Jun 2011 to 11 Jan 2017)
    • CF28 Systems and controls (27 May 2011 to 2 Jan 2014)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF1 Director (1 May 2008 to 31 Dec 2009)
    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
    • CF10 Compliance Oversight (10 Apr 2007 to 20 Jul 2007)
    • CF14 Risk Assessment (13 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (13 Nov 2006 to 31 Oct 2007)
  • Gulf International Bank Bsc (no longer approved here)

    FRN 204659

    • CF10 Compliance Oversight (10 Apr 2007 to 20 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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