GSB Capital Ltd

• Principal Place of Business

  1 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442080508845

  Web

  https://www.gsbglobal.com

• Complaints Contact

  1 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442080508845

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Margaret Delman

  IRN MXD01904

  • SMF9 Chair of the Governing Body (since 17 Dec 2025)
• Michael Daniel Cunningham

  IRN MXC00815

  • [FCA CF] Client dealing (26 Oct 2022 to 14 Aug 2025)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 14 Aug 2025)
• Michelle Devine

  IRN MXD02077

  • [FCA CF] Client dealing (19 Jun 2024 to 25 Nov 2025)
• Nicholas Saxon Jones

  IRN NXJ00090

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 21 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Jun 2024)
• Richard James Canwell

  IRN RJC01387

  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 26 Oct 2022)
• Ross Andrew George Whatnall

  IRN RXW00191

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2025)
  • Responsibility for MCD Intermediation (since 15 Sep 2025)
  • SMF3 Executive Director (since 27 Sep 2022)
  • Responsible for Insurance Distribution (since 27 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2022 to 12 Sep 2024)
  • SMF16 Compliance Oversight (27 Sep 2022 to 12 Sep 2024)
• Ryan Lewis Dixon

  IRN RXD38442

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
  • SMF3 Executive Director (15 Oct 2024 to 10 Apr 2025)
• Steven Thompson

  IRN SXT00476

  • [FCA CF] Client dealing (26 Oct 2022 to 6 Feb 2023)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 6 Feb 2023)
• Stuart Ritchie

  IRN SXR02064

  • [FCA CF] Client dealing (1 Jun 2023 to 5 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 5 Oct 2023)
• Trevor Turner

  IRN TXT01166

  • [FCA CF] Client dealing (26 Oct 2022 to 7 Dec 2024)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 7 Dec 2024)

No changes recorded yet.